Episode 45: Galois Settlement Tokens Of Wisdom podcast

5d ago 10:00

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The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!

The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.

Key Points From This Episode:

What violations did the SEC allege Galois Capital committed?
What does a settlement mean?
Why so much secrecy?
Shout out to Laura Shin.
A few rays of sunshine.

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Galois Settlement - https://www.sec.gov/files/litigation/admin/2024/ia-6670.pdf

Unchained podcast - https://open.spotify.com/episode/0WLRqpxdDNHcZgygf3MwJv

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com

45 episodes