Les meilleurs podcasts Regulatory (2024)

1
Joint Statement on Banks’ Arrangements with Third Parties to Deliver Bank Deposit Products and Services 24:11

5d ago24:11

24:11

Key Points: 1. Federal banking agencies released a statement on potential risks of banks using third parties to deliver deposit products and services. 2. Highlights risk management practices for banks to consider when managing these arrangements. 3. Reemphasizes existing guidance; does not create new requirements or expectations. 4. Identifies pote…

1
AI vs. Financial Scams: Why Banks Aren't Doing Enough in the Fight Against Sextortion and Fraud 1:39:43

11d ago1:39:43

1:39:43

Ep #52 with Oonagh van den Berg (RAW Compliance) Oonagh van den Berg, a seasoned international compliance professional, is the founder of RAW Compliance, a consultancy and training firm. With a legal background and two decades of experience in London, Hong Kong, and Singapore, Oonagh has become a respected figure in the compliance industry. Her upb…

1
Practice Across The Pond - Episode 2: How is Partner Conduct Regulated and Managed in the UK and US? 20:56

15d ago20:56

20:56

We are delighted to share the next episode of Practice Across the Pond, where we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York) perspective. In this episode, CM Murray LLP Partners Corinne Staves and Andrew Pavlovic and Devika Kewalramani, Partner and General Counsel at Fi…

1
Updates from the Department for International Tax Co-operation (DITC) and to the Beneficial Ownership Regime (BOR) 25:24

22d ago25:24

25:24

In this episode, Chris Capewell, Alex Howard, Anthony Mourginos and Jennifer Parsons discuss: Department for International Tax Co-operation (DITC) Update Beneficial Ownership Regime (BOR) Update Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Alex Howard, Partner | +1 345 814 5179 | alex.howard@maples.com …

1
Proposed Incentive-based Compensation Rule 4:26

12d ago4:26

4:26

NCUA's Proposed Incentive-based Compensation Rule This episode, hosted by Samantha Shares, provides a detailed summary of the NCUA's proposed incentive-based compensation rule, which implements Section 956 of the Dodd-Frank Act. This regulation is designed to address flawed compensation practices contributing to the 2008 financial crisis, covering …

1
Final Interagency Guidance on Reconsideration of Value (ROV) for Residential Real Estate Valuations 5:57

19d ago5:57

5:57

Hello, this is Samantha Shares. This episode is a high level summary of the final interagency guidance on reconsiderations of value (R O V) for residential real estate valuations This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has over two hundred and Forty years of Natio…

1
The EU AI Act: Why it matters for Asia and beyond? 1:12:16

25d ago1:12:16

1:12:16

Ep #51 with Michael Borrelli (AI & Partners) and Anandaday Misshra (AMLEGALS) In this episode, host Ajay Shamdasani discusses the EU AI Act with Michael Borrelli and Anandaday Misshra. The EU AI Act, the world's first comprehensive AI law, went into effect on August 1, 2024. The guests explore its global impact, particularly on compliance officers,…

1
NCUA's Proposed Rule on Succession Planning - Entire Rule 1:03:50

26d ago1:03:50

1:03:50

Board Approves Revised Proposal on Succession Planning The NCUA Board approved by a vote of 2-1 a proposed rule that requires boards of directors at federally insured credit unions to establish and adhere to processes for succession planning. This new proposed rule modifies the 2022 proposal based on the public comments received and upon further co…

1
Managing Partner Performance in Professional Services Firms & Evaluating Contribution 56:21

29d ago56:21

56:21

We are delighted to share with you the recording of our recent webinar, ‘Managing Partner Performance in Professional Services Firms, Evaluating Contribution and Using Partner Processes to Drive Your Firm’s Strategy’, in which partnership and regulatory law specialists discuss how to manage successfully partner promotion and remuneration processes …

1
What Do the New CMS EHB Benchmark Updates Mean for Your Health Plan? 11:57

1M ago11:57

11:57

In today’s episode of Regulatory Joe, we’re diving into an important topic that is shaping the future of health plan offerings: Essential Health Benefit (EHB) benchmark updates. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.Par Penstock

1
How Routine Adult Dental Will Change Health Plans in 2025 and Beyond 8:21

1M ago8:21

8:21

In today's episode of Regulatory Joe, we cover a timely and impactful topic: the consideration of routine adult dental as an Essential Health Benefit (EHB) starting in 2025. This policy change by CMS poses significant implications for health plans and their members—let’s explore what this means and how health plans can prepare. 💡 Check out all of o…

1
Standard and Non-Standard Plan Options: What Your Health Plan Needs to Know 6:59

1M ago6:59

6:59

In today’s episode of Regulatory Joe, we’re discussing standard/non-standard plan options and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.Par Penstock

1
Network Adequacy and What Health Plans Need to Know for 2025 15:35

1M ago15:35

15:35

In today’s episode of Regulatory Joe, we’re diving into the important topic of network adequacy and significant changes that health plans need to be aware of for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.Par Penstock

1
Everything You Need to Know About State-Mandated Defrayal in 2025 6:58

1M ago6:58

6:58

In today’s episode of Regulatory Joe, we’re discussing state-mandated benefit defrayal and potential changes on the horizon for 2025 and beyond. Don't miss an episode! Hit subscribe or get email notifications by signing up at regulatoryjoe.co today.Par Penstock

1
The Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking 15:15

1M ago15:15

15:15

1. Episode topic: Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking 2. Date of issuance: June 28, 2024 3. Agencies involved: - U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) - Board of Governors of the Federal Reserve System - Federal Deposit Insurance Corporation - National…

1
Equity in cricket, building trust & supporting vulnerable witnesses & dealing with anonymity 18:02

1M ago18:02

18:02

We are delighted to introduce a new series, ‘Navigating Investigations’, where we discuss difficult issues that investigators often grapple with.In this first episode, Partner Emma Bartlett is joined by a special guest, Cindy Butts, Chair of the Independent Commission for Equity in Cricket (ICEC), experienced in conducting investigations, tackling …

1
#50 - Hong Kong to Dubai and Back Again – Reflections on A Career in FinTech 1:46:31

1M ago1:46:31

1:46:31

Ep #50 with Syed Musheer Ahmed, Finstep Asia Syed Musheer Ahmed has two decades of extensive experience in the realms of capital markets, fintech and virtual assets – including a decade as a global markets’ trader, prior to coming to Hong Kong to attain his MBA from the University of Hong Kong and London Business School’s joint program. Since 2016,…

1
Federal Credit Union Loan Interest Rate Ceiling 27:01

1M ago27:01

27:01

Federal Credit Union Loan Interest Rate Ceiling In this episode, Samantha Shares delves into the NCUA's new proposed rule on the Federal Credit Union Loan Interest Rate Ceiling that was voted on at the July 18th Board Meeting. With a vote of 3-0, the proposed rule has been passed, maintaining the temporary 18 percent interest rate ceiling for loans…

1
Proposed NCUA on Rule Incentive Based Compensation Arrangements 33:23

2M ago33:23

33:23

Proposed Rule on Incentive-Based Compensation Arrangements In this episode, Samantha Shares discusses the NCUA’s new proposed rule on Incentive-Based Compensation Arrangements, voted on during the July 18th Board Meeting. The episode includes a detailed presentation by various board members and staff on the scope, requirements, and implications of …

1
Proposed Succession Planning Rule: July NCUA Board Meeting 30:46

2M ago30:46

30:46

Proposed Succession Planning Rule: July NCUA Board Meeting This episode covers NCUA’s new proposed rule on Succession Planning discussed at the July 18th Board Meeting. The rule aims to improve the preparation and transition processes within credit unions by mandating formal written succession plans. The conversation includes insights from key staf…

1
Cash Remuneration & Economic Uncertainty 57:41

2M ago57:41

57:41

We are delighted to share with you the recording of our recent webinar, ‘Cash, Remuneration and Economic Uncertainty’, in which partnership and regulatory law specialists discuss navigating economic uncertainty and how this can be successfully achieved within professional firms.Robert Millard of Cambridge Strategy Group, David Shufflebotham of Pep …

1
Digital Currencies and Public Law 1:19:38

2M ago1:19:38

1:19:38

Ep #49 with Dr. Andrew Mazen Dahdal, College of Law, Qatar University Dr. Andrew Mazen Dahdal is an associate professor at the College of Law at Qatar University in Doha. He received his Ph.D. from the University of New South Wales, where he received an outstanding achievement award in 2014 for his dissertation on the necessity of historical analys…

1
Letters of Understanding and Agreement (LUAs) 6:06

2M ago6:06

6:06

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual on Letters of Understanding and agreement – also known as L U A’s. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team ha…

1
Practice Across The Pond: Introduction to the Regulatory Landscape and Conflict Management 30:17

2M ago30:17

30:17

We are delighted to introduce a brand new series of talks, Practice Across the Pond, in which we discuss the regulatory and ethical approaches taken to various matters from both a UK (England and Wales) and US (New York perspective).In this episode, CM Murray LLP Partners Corinne Staves and Andrew Pavlovic and Devika Kewalramani, Partner and Genera…

1
British Virgin Islands Financial Action Task Force FATF Report 16:14

2M ago16:14

16:14

In this bonus episode, Chris Capewell, Chris Newton, Matthew Gilbert, Nikki Wood, Daniel Moore and Alice Reid discuss the British Virgin Islands Financial Action Task Force ("FATF") Report. Key concepts from this discussion include money laundering, terrorist financing, proliferation financing and targeted financial sanctions. Speakers: Chris Capew…

1
NCUA's Enforcement Options and Philosophy 6:37

2M ago6:37

6:37

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Action Philosophy per its redacted Enforcement Manual. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has over two hundred …

1
Defeating Money Laundering with Rational Thinking, Not Compliance Red-Flags 1:19:45

2M ago1:19:45

1:19:45

Ep 48 with Dr. Mariola Marzouk (Vortex Risk Ltd.) In this episode of Regulatory Ramblings, Dr. Mariola Marzouk, an AML expert who has co-founded Vortex Risk Ltd., shares her insights on trade-based money laundering (TBML), and her philosophy on financial crime prevention. She talks about her approach to leveraging RegTech, the importance of human j…

1
NCUA's Authority to Remove Officials 4:36

2M ago4:36

4:36

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual Section on Removal of Officials. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has over two hundred and Forty years…

1
NCUA's Cybersecurity and Credit Union System Resilience Report 54:52

2M ago54:52

54:52

NCUA issued its Annual Cybersecurity and Credit Union System Resilience Report today. It is long but worth listening to in this "real time" release of an audiobook version of the Report.Par Credit Union Exam Solutions Inc.

1
Office of the Comptroller of the Currency Risk Perspective for Spring 2024 5:39

2M ago5:39

5:39

Here is a link to the entire document: https://www.occ.treas.gov/publications-and-resources/publications/semiannual-risk-perspective/index-semiannual-risk-perspective.htmlPar Credit Union Exam Solutions Inc.

1
"The Biggest Bank Heist in History Is Coming" 56:24

3M ago56:24

56:24

Ep 47 with Linda Jeng Linda Jeng is a digital economy leader and strategist with over two decades of experience in FinTech, policy, and regulation. She is the founder & CEO of Digital Self Labs, a Washington D.C.-based Web3 advisory firm. Digital Self Labs is a cross-disciplinary advisory firm combining blockchain software expertise with policy and…

1
Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector 1:00:31

3M ago1:00:31

1:00:31

Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector https://home.treasury.gov/system/files/136/Treasury-AI-RFI-financial-sector-2024.pdf?utm_medium=email&utm_source=NCUAgovdelivery https://www.linkedin.com/in/mark-treichel/Par Credit Union Exam Solutions Inc.

1
Restrictive Covenants Around the World: Podcast preview of IFSEA Conference 2024 panel 13:45

3M ago13:45

13:45

In this short podcast, Chair Mark Risk (Mark Risk PC, New York) and Panellists Amit Bindra (The Prinz Law Firm, Chicago), Omar Molina Garcia (Augusta Abogados, Spain), and Jane Amphlett (Howard Kennedy LLP, UK) discuss briefly some of the issues that they will be analysing in their panel session at the 5th IFSEA Conference on Risk, Reward and Reput…

1
FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and SOG on Market Conduct, CIMA Policy on VASP Registration and Licensing, FRA Updated SARs Guidance 15:05

3M ago15:05

15:05

In this episode, we discuss the FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and Statement of Guidance on Market Conduct for Trust and Corporate Service Providers and Company Managers, CIMA Policy on Virtual Asset Service Provider ("VASP") Registration and Licensing and the Financial Regulatory Authority ("FRA") Updated SARs Guidance. SPEAKERS…

1
Credit Union Assets, Lending, Insured Shares, Delinquencies Grow 5:27

3M ago5:27

5:27

Connect with Mark Treichel on Linkedin: https://www.linkedin.com/in/mark-treichel/ Where to find the entire NCUA report: https://ncua.gov/files/publications/analysis/quarterly-data-summary-2024-Q1.pdfPar Credit Union Exam Solutions Inc.

1
NCUA Board Member Tanya Otsuka Statment on Collection of Overdrafts and Non-Sufficient Fund Data 3:03

3M ago3:03

3:03

Hello, this is Samantha Shares. This episode covers N C U A Board Member Tanya Oatska’s statement on the agency’s Collection of Overdraft and Non-Sufficient Fund Data The following is an audio version of that statement. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has …

1
Investigative Due Diligence and Why It Matters? 1:22:52

3M ago1:22:52

1:22:52

Ep 46 with Daniel Greenberg Daniel Greenberg is the founder, president, and lead investigator of Greenberg Corporate Intelligence, a Washington, DC-based boutique investigations firm that commenced operations in March 2023. The firm offers research and intelligence services for private-sector clients such as support attorneys, private equity firms,…

1
NCUA Vice Chairman Kyle Hauptman's Statement on the Agency's Collection of Overdraft and NSF Fee Data 9:05

3M ago9:05

9:05

Hello, this is Samantha Shares. This episode covers N C U A Vice Chairman and Board Member Kyle S. Hauptman statement on the agency’s Collection of Overdraft and Non-Sufficient Fund Data The following is an audio version of that statement. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorpora…

1
The Women In Sport Podcast - Becky Grey, Senior Journalist at BBC Sport 37:54

3M ago37:54

37:54

We are delighted to introduce the ninth episode of our Women in Sport Podcast, where we discuss developments, initiatives, and issues relating to women in sports and the associated legal implications.In this episode, Partner Emma Bartlett and Trainee Solicitor Mitchell Blythe are joined by a special guest, Becky Grey who is a senior journalist at B…

1
Kyle Hauptman and Tanya Otsuka and the May NCUA Board Meeting: Overdrafts and CAMEL 3s 39:47

3M ago39:47

39:47

https://www.linkedin.com/in/mark-treichel/Par Credit Union Exam Solutions Inc.

1
At the Table: SEC’s Focus on Artificial Intelligence 12:11

4M ago12:11

12:11

In the latest episode of The Regulatory Roundtable, co-produced with Simpson Thacher’s The Funds Channel, we discuss the SEC’s focus on artificial intelligence, including in exams and the recent settlements with two investment advisers in connection with their statements regarding their use of artificial intelligence, and considerations for looking…

1
A Conversation with One of World's Most Formidable Trial Lawyers 47:48

4M ago47:48

47:48

Episode #45 with guest John B. Quinn, Quinn Emanuel Urquhart & Sullivan, LLP John B. Quinn is the founder and chairman of the nearly four-decade old Los Angeles law firm Quinn Emanuel Urquhart & Sullivan. The firm has been voted the world’s "most-feared law firm" ten times by independent research provider BTI Consulting, which surveyed over 300 key…

1
NCUA Chairman Harper's Written Testimony to the Senate Banking Committee. 38:12

4M ago38:12

38:12

This episode of Samantha Shares presents an audio version of NCUA Chairman Todd Harper's written testimony before the Senate Banking, Housing, and Urban Affairs Committee. The testimony covers the performance and challenges of the credit union system in 2023, including mixed outcomes due to market competition and rising interest rates, financial st…

1
Beneficial Ownership Regime Updates, SAR Regime, Common Reporting Standard and Amendments to the AMLRs 17:52

4M ago17:52

17:52

In this month’s Cayman Islands Regulatory 15/15 podcast, Chris Capewell, Tim Dawson and Anthony Mourginos discuss updates to the Beneficial Ownership Regime, SAR Regime, Common Reporting Standard and Amendment to the AMLRs. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Tim Dawson, Partner | +1 345 814 55…

1
NCUA’s Board Member Tanya Otsuka’s Remarks at Treasury’s Roundtable for Providing Financial Access to Justice-Impacted Individuals 4:36

4M ago4:36

4:36

Hello, this is Samantha Shares. This episode covers N C U A’s Board Member Tanya Oatska’s Remarks at Treasury’s Roundtable for Providing Financial Access to Justice-Impacted Individuals The following is an audio version of those remarks. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporate…

1
Robert Vilahamn, Head Coach of Tottenham Hotspur in the Women's Super League 26:40

4M ago26:40

26:40

We are delighted to introduce the eighth episode of our Women in Sport Podcast, where we discuss developments, initiatives, and issues relating to women in sports and the associated legal implications.In this episode, Partner Emma Bartlett and Trainee Solicitor Mitchell Blythe are joined by a special guest, Robert Vilahamn, who is the Head Coach of…

1
Americas Credit Union's Asks NCUA for Authority to Pay Childcare Costs for Board Members 10:38

4M ago10:38

10:38

Hello, this is Samantha Shares. This episode covers America’s Credit Union’s Letter to the National Credit Union Administration’s Board on Permitting Childcare Expenses as Reimbursable The following is an audio version of that letter and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam So…

1
The Dangers of Non-Technically Trained Lawyers Advising on Technological Matters 1:13:10

4M ago1:13:10

1:13:10

In this episode of Regulatory Ramblings, Ron Yu and Donald Day chat with host Ajay Shamdasani on the potentially pernicious consequences of non-technically trained lawyers - specifically, those without degrees or substantial experience in science, technology, engineering or math (STEM) - offering advice in situations where technology is either impl…

1
Banking Agencies Issue Proposal on Incentive-Based Compensation 3:54

4M ago3:54

3:54

https://ncua.gov/files/press-releases-news/incentive-based-compensation-arrangements.pdf Above is the link to the 200 page proposed rule on banker's incentive compensation.Par Credit Union Exam Solutions Inc.

1
America's Credit Unions Letter to NCUA Requesting Nondisclosure of Overdraft and NSF Fee Data 4:57

4M ago4:57

4:57

America's Credit Unions Appeal Against Disclosure of Fee Data This episode of Samantha Shares presents an audio version of a letter from Carrie Hunt, Chief Advocacy Officer for America's Credit Unions, to the National Credit Union Administration (NCUA) Board of Directors, dated April 19, 2024. The letter requests the NCUA not to publicly disclose o…

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